The MoneyLaundering.com 15th Annual International Conference & Exhibition - March 15-17, 2010, The Westin Diplomat, Hollywood, FL USA

“I do not attend any other industry events, because to me this conference is the best there is.”

Adriaan Lepelaars
Audit Officer
MCB Bank N.V.

 

MoneyLaundering.com 16th Annual International Anti-Money Laundering Conference
March 21-23, 2011

To register, please call +1 305.530.0500 or email
customerservice
@moneylaundering.com.

Program At-A-Glance

As of 23-Feb-2010 – Program subject to change

Pre-Conference WORKSHOPS — Sunday, March 14
(Separate registration is required. Workshop registration includes materials and refreshments.)
8:00 AM - 2:00 PM Pre-Conference Workshop Check-in
1:00 PM - 5:00 PM Main Conference Registration Desk Open
9:00 AM - 4:30 PM CAMS Examination Preparation Course
Speakers:
Barry Emmert, CAMS, Deputy Head of AML, GBM Americas
Jeffrey Sklar, Managing Director, SHC Consulting Group, LLC
2:00 PM - 5:00 PM WORKSHOP A: Adopting the Latest Best Practices to Protect Your Organization from Fraud
Speakers:
Douglas A. Leff, Chief, Asset Forfeiture and Money Laundering Unit, FBI Headquarters
Duncan Levin, Assistant United States Attorney, Asset Forfeiture Unit, Eastern District of New York
Dennis Lormel, President, DML Associates, LLC
2:00 PM - 5:00 PM WORKSHOP B: Understanding Changes in the MSB Regulatory Landscape to Ensure Compliance
Speakers:
Edward Rodriguez, CAMS, CFS, EA, Manager, Forensic Accounting and Dispute, Support Group (FADS), Watkins Meegan LLC
Carol R. Van Cleef, Partner, Patton Boggs
MAIN CONFERENCE DAY ONE — MONDAY, MARCH 15
7:30 AM - 7:00 PM Registration Desk and Exhibit Hall Open
Name Badges courtesy of World-Check
Pocket Guide courtesy of Ernst & Young LLP
7:30 AM – 8:30 AM Networking Breakfast in Exhibit Hall
Courtesy of Safe Banking Systems
GENERAL SESSION
8:30 AM – 8:45 AM Welcome Remarks
Kieran Beer, Editor-in-Chief, MoneyLaundering.com and Compliance Advantage.com
8:45 AM – 9:15 AM Keynote Address: OFAC Initiatives, Trends and Developments
Adam Szubin, Director, Office of Foreign Assets Control
9:15 AM – 10:30 AM PANEL DISCUSSION: Examining the Global State of AML: An Update on Regulatory Oversight and Standards
Introduction: Kieran Beer, Editor-in-Chief, MoneyLaundering.com and Compliance Advantage.com
Moderator: John J. Byrne, CAMS, Executive Vice President, ACAMS
Speakers:
William Fox, SVP, Global AML and Economic Sanctions Executive, Bank of America
Richard A. Small, Vice President, Enterprise Wide Anti-Money Laundering and Sanctions Risk Management, American Express
Suzanne Williams, Manager, BSA/AML Risk Section, Division of Banking Supervision and Regulation, Board of Governors of the Federal Reserve System
John Wagner, Director, Bank Secrecy Act/Anti-Money Laundering Compliance, Office of the Comptroller of the Currency
10:30 AM – 11:00 AM Networking and Refreshment Break in Exhibit Hall courtesy of SunGard
11:00 AM – 12:15 PM PANEL DISCUSSION: Analyzing the Global Implications of Increased Tax Enforcement
Moderator: Kieran Beer, Editor-in-Chief, MoneyLaundering.com and Compliance Advantage.com
Speakers:
Jack Blum, Chairman, Tax Justice Network USA
Heather A. Lowe, Legal Counsel & Director of Government Affairs, Global Financial Integrity
Linda Osuna, Special Agent in Charge, IRS - Tampa Field Office
Laura Stuber, U.S. Senate Permanent Subcommittee on Investigations
12:15 PM – 1:30 PM Networking Luncheon
CONCURRENT SESSIONS
1:30 PM – 2:45 PM
AML Compliance Global Challenges Industry Spotlight:
Non-Depository
Institutions		 Regional Focus: Latin
America/Caribbean
CASE STUDYCoping With
Multiple Sanctions
Regimes: Developing a
Program that Minimizes
Risk

Speakers:
Brian L. Ferrell, Assistant Vice President & Assistant General Counsel, Hartford Financial Services

Rosalind Lazar, Senior Vice President Regional Asia Pacific Anti-Money Laundering Compliance, Citicorp Investment Bank (Singapore) Limited

Stephen D. Marshall, Senior Vice President, State Street

Dennis P. Wood, Assistant Director, Compliance Outreach & Implementation, Office of Foreign Assets Control

Closed to Press

 PANEL DISCUSSION:
Determining Beneficial
Ownership: The Push for
Transparency

Speakers:
John Kancans, Global AML Leader, GE Capital

Douglas A. Leff, Chief, Asset Forfeiture and Money Laundering Unit, FBI Headquarters

Heather A. Lowe, Legal Counsel & Director of Government Affairs, Global Financial Integrity

Robert Mazur, President, Chase Associates, Inc.

Michael Tuckett, Director BSA/AML Compliance, NY State Banking Department

 CASE STUDYBorrowing Best Practices from the Unique AML Challenges of Non-Traditional MSBs

Speakers:
Simon Dilloway, Principal, Lopham Consultancy

Benjamin J. Floyd, CAMS, Director & AML Compliance Officer, Wal-Mart Stores

John Tyson, Esq., CRCM, CAMS, Vice President, Compliance, ACE Cash Express, Inc.

 Regulatory Update:
Understanding Key AML/CFT Developments in Latin America and the Caribbean

Moderator:
Ira Morales Mickunas, CAMS, Consultant, Managing Director for Global Operations and Partner, Milerson LLC

Speakers:
Alberto Ávila, CAMS Director, COMLAFT

Octavio Betancourt Montoya, Managing Director for Global Operations and Partner, MILERSEN LLC

RJ Berry, Head, Compliance, Cayman Islands Monetary Authority

Dr. Ramon Garcia Gibson, Garcia Gibson Consultants
2:45 PM – 2:55 PM Time to move to next session
2:55 PM – 4:10 PM
CASE STUDYNEW SESSION!
Making Your Case to Management: Demonstrating the Success of Your AML Program

Moderator:
Barry Koch, CAMS, Managing Director and Associate General Counsel, JPMorgan Chase

Speaker:
Peter Richard Hazlewood, Managing Director Compliance Services & Security Group Legal, Compliance, Secretariat and Security, DBS Bank

 CASE STUDY Leveraging Your AML Program to Comply with FCPA and other Anti-Corruption Requirements

Speakers:
Harold A. Crawford, CMAS, SVP, Global Head of Anti-Money Laundering, Brown Brothers Harriman

Darren Donovan, Principal, KPMG Forensic

Noreen Fierro, Vice President, AML/FCPA Compliance Officer, Prudential Financial

Michael Tuckett, Director BSA/AML Compliance, NY State Banking Department

 CASE STUDYLessons Learned from the E*TRADE Enforcement Actions

Speakers:
John Davidson, Global Head of Anti-Money Laundering, E*TRADE Financial

Barry Emmert, CAMS, Deputy Head of AML, GBM Americas

 CASE STUDYEffectively Managing Business Relationships with Your U.S. and European Counterparts

Speakers:
Alberto Avila, CAMS, Director, COMLAFT

Lynne Federman, Director, Fedkor Inc.

Markus Schulz, Chief Compliance Officer, Global Life & Banking, Group Financial Crime Officer, Zurich Insurance Company
4:10 PM – 4:40 PM Networking and Refreshment Break in Exhibit Hall
4:40 PM – 5:55 PM
CASE STUDYManaging Emerging Risks: Best Practices for RefiningRisk Management

Speakers:
Sandy DePoalo, Bank of New York Mellon

Stephen D. Marshall, Senior Vice President, State Street

Teresa Pesce, Leader, AML Services Group, KPMG

 CASE STUDY Moving toward Greater Transparency in Cross-Border Payments: Impact and Remaining Challenges

Speakers:
Thomas Burnside, Vice President & Compliance Manager, JPMorgan Chase

John Dunning, AML Risk Executive for Global Banking, Bank of America

 CASE STUDYStreamlining Compliance Efforts to Effectively Meet Changing Regulatory Demands

Moderator:
Stephen J. Shine, Chief Regulatory Counsel, Prudential Financial

Speakers:
Diane Horn, AML Officer and Director Compliance, Northwestern Mutual Investment Services

Michael G. Rufino, Senior Vice President and Deputy of Member Regulation, FINRA

 Cuban Remittances: Understanding the Requirements for All Service Providers

Marilyn J. Bruno, Ph.D., J.D., Bruno Consulting
6:00 PM – 7:00 PM   Networking Reception in Exhibit Hall
MAIN CONFERENCE DAY TWO — TUESDAY, MARCH 16
7:30 AM – 6:45 PM Registration Desk and Exhibit Hall Open
7:30 AM – 9:00 AM Networking Breakfast in Exhibit Hall
7:30 AM – 8:30 AM AML Knowledge Breakfast courtesy of PricewaterhouseCoopers
(Limited seating available. Please RSVP to Jennifer Bieber at jennifer.bieber@us.pwc.com.)
7:30 AM – 8:30 AM AML Knowledge Breakfast courtesy of IBM
(Limited seating available. Please RSVP to Lynn Skinner at skinner@us.ibm.com.)
8:30 AM – 9:00 AM

Special Presentation: The Effectiveness of Transaction Monitoring co-presented by ACAMS and Ernst & Young
Speakers:
Steven Beattie, Anti-Money Laundering Services Leader and Principal, Financial Services, Ernst & Young LLP
John J. Byrne, CAMS, Executive Vice President, ACAMS
GENERAL SESSION
9:00 AM – 10:15 AM PANEL DISCUSSION: Effective AML Strategies for the Next Phase of the Age of Electronic Finance
Introduction: William Fox, SVP, Global Anti-Money Laundering and Economic Sanctions Executive, Bank of America
Moderator: David Chenkin, Partner, Zeichner Ellman & Krause LLP
Speakers:
Dennis Lormel, President, DML Associates, LLC
Richard A. Small, Vice President, Enterprise Wide Anti-Money Laundering and Sanctions Risk Management, American Express
Carol R. Van Cleef, Partner, Patton Boggs
10:15 AM – 10:45 AM Networking and Refreshment Break in Exhibit Hall
10:45 AM – 12:00 PM PANEL DISCUSSION: Developing and Maintaining an Effective PEP Management Program
Introduction: William Fox, SVP, Global Anti-Money Laundering and Economic Sanctions Executive, Bank of America
Moderator: Barry Koch, CAMS, Managing Director and Associate General Counsel, JPMorgan Chase
Speakers:
Jack Blum, Chairman, Tax Justice Network USA
Ted Greenberg, Principal, Greenberg Global and Former Senior Financial Specialist, Financial Market Integrity Unit, World Bank
Meg R. Zucker, Executive Director, Global Anti-Money Laundering Group, Morgan Stanley
12:00 PM – 1:15 PM Networking Luncheon
12:00 PM – 1:15 PM AML Knowledge Lunch courtesy of Alacra
CONCURRENT SESSIONS
1:15 PM – 2:30 PM
Global Challenges Trends and Methods Industry Spotlight:
Non-Depository
Institutions		 Regional Focus: Latin
America/Caribbean
CASE STUDYLeveraging AML Controls to Meet Rising Global Challenges

Speakers:
Ron P. King, CAMS, Vice President and Chief AML Officer, Scotiabank

Rosalind Lazar, Senior Vice President Regional Asia Pacific Anti-Money Laundering Compliance, Citicorp Investment Bank (Singapore) Limited

Markus Schulz, Chief Compliance Officer, Global Life & Banking, Group Financial Crime Officer, Zurich Insurance Company

 CASE STUDYThe Misuse of Afghan Trade to Launder Narcotics Proceeds

Moderator: David Chenkin, Partner, Zeichner Ellman & Krause LLP

Speakers:
Gary A. Haff, Section Chief, Office of Financial Operations, Drug Enforcement Agency

Dennis Lormel, President, DML Associates, LLC

Daniel Wager, Director, New York HIFCA

 CASE STUDYBest Practices for Designing Effective Risk Assessment Models at Non-Depository Institutions

Speakers:
Brian L. Ferrell, Assistant Vice President & Assistant General Counsel, Hartford Financial Services

Noreen Fierro, Vice President, AML/FCPA Compliance Officer, Prudential Financial

Kiren M. Schulte, Vice President, Anti-Money Laundering Compliance & Regulatory Affairs, MoneyGram

 CASE STUDYOvercoming the AML Challenges of Entering New Markets

Speakers:
Guillermo Horta Montes, Director, Anti-Money Laundering, Latin America and the Caribbean, Citigroup

Edward Rodriguez, CAMS, CFS, EA, Manager, Forensic Accounting and Dispute, Support Group (FADS), Watkins Meegan LLC
2:30 PM – 2:40 PM Time to move to next session
2:40 PM – 3:55 PM

CASE STUDYInternational ACH: Successes and Challenges of Implementation

Speakers:
John Wagner, Director, Bank Secrecy Act/Anti-Money Laundering Compliance, Office of the Comptroller of the Currency

Mary Kate Cole, AAP, CAE, Vice President, UMACHA

Deborah Thoren-Peden, Partner, Pillsbury Winthrop Shaw Pittman

 Preventing Money Laundering in Political Processes

Speakers:
Alberto Avila, CAMS, Director, COMLAFT

John J. Byrne, CAMS, Executive Vice President, ACAMS

John Kancans, Global AML Leader, GE Capital

 CASE STUDYAdopting Best Practices to Manage Examinations by Multiple Regulators

Moderator:
Martin Feuer, Chief Compliance Officer, Zurich Financial Services, North America

Speakers:
Diane Horn, AML Officer and Director Compliance, Northwestern Mutual Investment Services

Lisa Tate, Associate General Counsel, American Council of Life Insurers

 CASE STUDYExtracting Lessons from SARLAFT, the Colombian Regulatory Model

Speakers:
Octavio Betancourt Montoya, Consultant, Managing Director for Global Operations and Partner, Milerson LLC

Ira Morales Mickunas, CAMS, Consultant, Managing Director for Global Operations and Partner, Milerson LLC
3:55 PM – 4:25 PM Networking and Refreshment Break in Exhibit Hall
4:25 PM – 5:40 PM
CASE STUDYMitigating the Money Laundering and Terrorist Financing Risks in Free Trade Zones

Speakers:
Simon Dilloway, Principal, Lopham Consultancy

Robert Mazur, President, Chase Associates, Inc.

Arthur Ventura, Arthur Ventura Jr. & Associates

 Life Insurance AML Benchmarking

Moderators:
Brian Ferrell, AVP & Assistant General Counsel, Hartford Financial Services

Robert P. Walsh, Global AML Officer, AXA Group

 CASE STUDYProtecting Your Institution through Effective Suspicious Activity Detection and Reporting

Speakers:
Lynne Federman, Director, Fedkor, Inc.

Benjamin J. Floyd, CAMS, Corporate Compliance Director, Wal-Mart Stores

Kimberly G. Hebb, NBE, CAMS, BSA/Compliance Specialist, Compliance Policy , Office of the Comptroller of the Currency

Deborah King, Director of Enterprise AML Investigations and OFAC Compliance, RBS-Citizens/Citizens Financial Group

Daniel Wager, Director, New York HIFCA

 CASE STUDYMitigating the Risks of the Venezuelan Bond Swap and Other Complex Foreign Exchange Methods

Speakers:
Thomas Burnside, Vice President & Compliance Manager, JPMorgan Chase

Luis E. Rivases, Vice President, Anti-Money Laundering Prevention and Control, Econoinvest Group

Brian Stoeckert, CAMS, Vice President, Enterprise Compliance, Deputy Bank Secrecy Act Officer, OneWest Bank
5:45 PM – 6:45 PM Waterfront Networking Reception courtesy of Booz Allen Hamilton
6:45 PM – 7:45 PM ACAMS Member Reception courtesy of RDC
MAIN CONFERENCE DAY THREE — WEDNESDAY, MARCH 17
7:30 AM – 11:00 AM Exhibit Hall Open
7:30 AM – 3:00 PM Registration Desk Open
7:30 AM – 8:30 AM Continental Breakfast in Exhibit Hall
GENERAL SESSION
8:30 AM – 9:00 AM KEYNOTE ADDRESS: Special Enforcement Update
Introduction: Kieran Beer, Editor-in-Chief, MoneyLaundering.com and Compliance Advantage.com
Speaker: Adam Kaufmann, Assistant District Attorney and Chief of Investigations, Division Central, New York County District Attorney's Office
9:00 AM – 10:15 AM CASE STUDYPANEL DISCUSSION: AML Intel Briefing: Uncovering the Latest Trends in Global Financial Crime
Moderator: William Fox, SVP, Global Anti-Money Laundering and Economic Sanctions Executive, Bank of America
Speaker:
Duncan Levin, Assistant United States Attorney, Asset Forfeiture Unit, Eastern District of New York
10:15 AM – 10:45 AM Networking and Refreshment Break in Exhibit Hall
10:45 AM – 12:00 PM PANEL: Examining the Role of AML: Where Do We Stand? Where Are We Headed?
 Moderator: Kieran Beer, Editor-in-Chief, MoneyLaundering.com and Compliance Advantage.com
Speakers:
Peter Richard Hazlewood, Managing Director Compliance Services & Security Group Legal, Compliance, Secretariat and Security, DBS Bank
Jonathan Polk, Vice President, Bank Compliance, Federal Reserve Bank of New York
Daniel Soto, CAMS, Executive Compliance Director and BSA Officer, GMAC Financial Services
Robert P. Walsh, Global AML Officer, AXA Group
12:00 PM – 12:10 PM Closing Remarks
Kieran Beer, Editor-in-Chief, MoneyLaundering.com and Compliance Advantage.com
12:30 PM – 1:30 PM AML Knowledge Luncheon courtesy of Fiserv
(Limited seating available. Please RSVP to Melanie Cousins at melanie.cousins@fiserv.com.)
POST-CONFERENCE WORKSHOPS — WEDNESDAY, MARCH 17
(Separate registration is required. Workshop registration includes materials and refreshments.)
1:00 PM – 2:00 PM Post-Conference Workshop Check-in
2:00 PM – 5:00 PM WORKSHOP C: What Your Institution Must Know About OFAC Sanctions Management
Speakers:
Elaine Banar, VP, Global Sanctions, American Express
John Sabatini, Principal, Financial Services, Ernst & Young LLP
2:00 PM – 5:00 PM WORKSHOP D: Mastering AML Audits to Meet the Needs of Your Institution and Satisfy Regulators
Speakers:
Alberto Avila, CAMS, Director, COMLAFT
Lynne Federman, Director, Fedkor Inc.
Kimberly G. Hebb, NBE, CAMS, BSA/Compliance Specialist, Compliance Policy , Office of the Comptroller of the Currency
Jeffrey Sklar, Managing Director, SHC Consulting Group, LLC