Conference Materials
Welcome to the MoneyLaundering.com 15th Annual International Anti-Money Laundering Conference materials page. Here you will find slides and whitepapers submitted by our speaker faculty. We will continue to update this page leading up to and after the conference with new information we receive.
Last updated 01-Mar-2010
GENERAL SESSIONS |
AML COMPLIANCE TRACK |
GLOBAL CHALLENGES TRACK
INDUSTRY SPOTLIGHT TRACK | REGIONAL FOCUS: LATIN AMERICA/CARIBBEAN
TRENDS AND METHODS TRACK | WORKSHOPS | REFERENCE MATERIALS
INDUSTRY SPOTLIGHT TRACK | REGIONAL FOCUS: LATIN AMERICA/CARIBBEAN
TRENDS AND METHODS TRACK | WORKSHOPS | REFERENCE MATERIALS
GENERAL SESSIONS
- Keynote Address – OFAC Initiatives, Trends and Developments
- PANEL DISCUSSION – Examining the Global State of AML: An Update on Regulatory Oversight and Standards
Agenda - PANEL DISCUSSION – Analyzing the Global Implications of Increased Tax Enforcement
Moderator: Kieran Beer, Editor-in-Chief, MoneyLaundering.com and Compliance Advantage.com Speakers: Jack Blum, Chairman, Tax Justice Network USA Heather A. Lowe, Legal Counsel & Director of Government Affairs, Global Financial Integrity Linda Osuna, Special Agent in Charge, IRS - Tampa Field Office Laura Stube, Counsel, TK, U.S. Senate Permanent Subcommittee on Investigations - PRESENTATION – Global AML Insight series co-presented by ACAMS and Ernst & Young LLP
Handout Speakers: Steve Beattie, Principal, Ernst & Young LLP John Byrne, Executive Vice President, ACAMS - PANEL DISCUSSION – Effective AML Strategies for the Next Phase of the Age of Electronic Finance
This session is discussion-focused and will not have a handout or agenda. - PANEL DISCUSSION – Developing and Maintaining an Effective PEP Management Program
Agenda Moderator: Barry Koch, CAMS, Managing Director and Associate General Counsel, JPMorgan Chase Speakers: Jack Blum, Chairman, Tax Justice Network USA Ted Greenberg, Principal, Greenberg Global and Former Senior Financial Specialist, Financial Market Integrity Unit, World Bank Meg R. Zucker, Executive Director. Global Anti-Money Laundering Group, Morgan Stanley - Special Enforcement Update
- [CASE STUDY] PANEL DISCUSSION – AML Intel Briefing: Uncovering the Latest Trends in Global Financial Crime
Moderator: William Fox, SVP, Global Anti-Money Laundering and Economic Sanctions Executive, Bank of America Speakers: Duncan Levin, Assistant United States Attorney, Asset Forfeiture Unit, Eastern District of New York Deborah M. Morrisey, Group Supervisor, ICE, Miami - PANEL DISCUSSION – Examining the Role of AML: Where Do We Stand? Where Are We Headed?
Speakers: Peter Richard Hazlewood, Managing Director Compliance Services & Security Group Legal, Compliance, Secretariat and Security, DBS Bank Daniel Soto, CAMS, Executive Compliance Director and BSA Officer, GMAC Financial Services Robert P. Walsh, Global AML Officer, AXA Group
AML COMPLIANCE TRACK
- [CASE STUDY] – Coping With Multiple Sanctions Regimes: Developing a Program that Minimizes Risk
Closed to the Press Agenda Speakers: Brian L. Ferrell, Assistant Vice President & Assistant General Counsel, Hartford Financial Services Rosalind Lazar, Senior Vice President Regional Asia Pacific Anti-Money Laundering Compliance, Citicorp Investment Bank (Singapore) Limited Stephen D. Marshall, Senior Vice President, State Street Dennis P. Wood, Assistant Director, Compliance Outreach & Implementation, Office of Foreign Assets Control - [CASE STUDY] – Making Your Case to Management: Demonstrating the Success of Your AML Program
Moderator: Barry Koch, CAMS, Managing Director and Associate General Counsel, JPMorgan Chase Speaker: Peter Richard Hazlewood, Managing Director Compliance Services & Security Group Legal, Compliance, Secretariat and Security, DBS Bank - [CASE STUDY] – Managing Emerging Risks: Best Practices for Refining Risk Management
Agenda Speakers: Sandra.L.DePoalo, Managing Director and Global Head of AML Audit, BNY Mellon Stephen D. Marshall, Senior Vice President, State Street Teresa Pesce, Leader, AML Services Group, KPMG
GLOBAL CHALLENGES TRACK
- PANEL DISCUSSION – Determining Beneficial Ownership: The Push for Transparency
Speakers: John Kancans, Global AML Leader, GE Capital Douglas A. Leff, Chief, Asset Forfeiture and Money Laundering Unit, FBI Headquarters Heather A. Lowe, Legal Counsel & Director of Government Affairs, Global Financial Integrity Robert Mazur, President, Chase Associates, Inc. Michael P. Tuckett, Director, BSA/AML Compliance, New York State Banking Department - Leveraging Your AML Program to Comply with FCPA and other Anti-Corruption Requirements
Speakers: Harold A. Crawford, CMAS, SVP, Global Head of Anti-Money Laundering, Brown Brothers Harriman Darren Donovan, Principal, KPMG Forensic Noreen Fierro, Vice President, AML/FCPA Compliance Officer, Prudential Financial Michael P. Tuckett, Director, BSA/AML Compliance, New York State Banking Department - [CASE STUDY] – Moving toward Greater Transparency in Cross-Border Payments: Impact and Remaining Challenges
Speakers: Thomas Burnside, Vice President & Compliance Manager, JPMorgan Chase John Dunning, AML Risk Executive for Global Banking, Bank of America - [CASE STUDY] – Leveraging AML Controls to Meet Rising Global
Handout Speakers: Ron P. King, CAMS, Vice President and Chief AML Officer, Scotiabank Rosalind Lazar, Senior Vice President Regional Asia Pacific Anti-Money Laundering Compliance, Citicorp Investment Bank (Singapore) Limited Markus Schulz, Chief Compliance Officer, Global Life & Banking, Group Financial Crime Officer, Zurich Insurance Company - International ACH – Successes and Challenges of Implementation
Handout Speakers: Mary Kate Cole, AAP, CAE, Vice President, UMACHA Deborah Thoren-Peden, Partner, Pillsbury Winthrop Shaw Pittman John Wagner, Director, Bank Secrecy Act/Anti-Money Laundering Compliance, Office of the Comptroller of the Currency - [CASE STUDY] – Mitigating the Money Laundering and Terrorist Financing Risks in Free Trade Zones
Speakers: Simon Dilloway, Principal, Lopham Consultancy Robert Mazur, President, Chase Associates, Inc. Arthur Ventura, Arthur Ventura Jr. & Associates
INDUSTRY SPOTLIGHT TRACK
- [CASE STUDY] – Borrowing Best Practices from the Unique AML Challenges of Non-Traditional MSBs
Speakers: Simon Dilloway, Principal, Lopham Consultancy Benjamin J. Floyd, CAMS, Director & AML Compliance Officer, Wal-Mart Stores John Tyson, Esq., CRCM, CAMS, Vice President, Compliance, ACE Cash Express, Inc. - [CASE STUDY] – Lessons Learned from the E*TRADE Enforcement Actions
Handout Speakers: John Davidson, Global Head of Anti-Money Laundering, E*TRADE Financial Barry Emmert, CAMS, Deputy Head of AML, GBM Americas - [CASE STUDY] – Streamlining Compliance Efforts to Effectively Meet Changing Regulatory Demands
Agenda Moderator: Stephen J. Shine, Chief Regulatory Counsel, Prudential Financial Speakers: Diane Horn, AML Officer and Director Compliance, Northwestern Mutual Investment Services Debra L. Novak, Chief, AML Section, Div. of Supervision & Consumer Profestion, FDIC Michael G. Rufino, Senior Vice President and Deputy of Member Regulation, FINRA - [CASE STUDY] – Best Practices for Designing Effective Risk Assessment Models at Non-Depository Institutions
Handout Speakers: Brian L. Ferrell, Assistant Vice President & Assistant General Counsel, Hartford Financial Services Noreen Fierro, Vice President, AML/FCPA Compliance Officer, Prudential Financial Kiren M. Schulte, Vice President, Anti-Money Laundering Compliance & Regulatory Affairs, MoneyGram - [CASE STUDY] – Adopting Best Practices to Manage Examinations by Multiple Regulators
Moderator: Martin Feuer, Chief Compliance Officer, Zurich Financial Services, North America Speakers: Diane Horn, AML Officer and Director Compliance, Northwestern Mutual Investment Services Lisa Tate, Associate General Counsel, American Council of Life Insurers - [CASE STUDY] – Industry Working Group: Life Insurance AML Benchmarking
This session is discussion-focused and will not have a handout or agenda. - [CASE STUDY] – Protecting Your Institution through Effective Suspicious Activity Detection and Reporting
Handout Moderator Daniel Wager, Director, New York HIFCA Speakers: Lynne Federman, Director, Fedkor, Inc. Benjamin J. Floyd, CAMS, Corporate Compliance Director, Wal-Mart Stores Kimberly G. Hebb, NBE, CAMS, BSA/Compliance Specialist, Compliance Policy , Office of the Comptroller of the Currency Deborah King, Director of Enterprise AML Investigations and OFAC Compliance, RBS-Citizens/Citizens Financial Group
REGIONAL FOCUS: LATIN AMERICA/CARIBBEAN
- Regulatory Update – Understanding Key AML/CFT Developments in Latin America and the Caribbean
Speakers: Alberto Ávila, CAMS Director, COMLAFT Octavio Betancourt Montoya, Managing Director for Global Operations and Partner, Milersen RJ Berry, Head, Compliance, Cayman Islands Monetary Authority Dr. Ramon Garcia Gibson, President, Garcia Gibson Consultants - [CASE STUDY] – Effectively Managing Business Relationships with Your U.S. and European Counterparts
Handout Speakers: Alberto Avila, CAMS, Director, COMLAFT Lynne Federman, Director, Fedkor Inc. Markus Schulz, Chief Compliance Officer, Global Life & Banking, Group Financial Crime Officer, Zurich Insurance Company Edward Rodriguez, CAMS, CFS, EA, Manager, Forensic Accounting and Dispute, Support Group (FADS), Watkins Meegan LLC - Cuban Remittances – Understanding the Requirements for All Service Providers
Speaker: Marilyn J. Bruno, Ph.D., J.D., Bruno Consulting - [CASE STUDY] – Overcoming the AML Challenges of Entering New Markets
Speakers: Guillermo Horta Montes, Director, Anti-Money Laundering, Latin America and the Caribbean, Citigroup Edward Rodriguez, CAMS, CFS, EA, Manager, Forensic Accounting and Dispute, Support Group (FADS), Watkins Meegan LLC 
- [CASE STUDY] – Extracting Lessons from SARLAFT, the Colombian Regulatory Model
Speakers: Octavio Betancourt Montoya, Managing Director for Global Operations and Partner, Milersen Ira Morales Mickunas, CAMS, Managing Director for Global Operations and Partner, Milersen - [CASE STUDY] – Mitigating the Risks of the Venezuelan Bond Swap and Other Complex Foreign Exchange Methods
Speakers: Thomas Burnside, Vice President & Compliance Manager, JPMorgan Chase Luis E. Rivases, Vice President, Anti-Money Laundering Prevention and Control, Econoinvest Group Brian Stoeckert, CAMS, Vice President, Enterprise Compliance, Deputy Bank Secrecy Act Officer, OneWest Bank
TRENDS AND METHODS TRACK
- [CASE STUDY] – The Misuse of Afghan Trade to Launder Narcotics Proceeds
Handout Moderator: David Chenkin, Partner, Zeichner Ellman & Krause LLP Speakers: Gary Haff,, Drug Enforcement Agency Dennis Lormel, President, DML Associates, LLC Daniel Wager, Director, New York HIFCA - Preventing Money Laundering in Political Processes
Handout Speakers: Alberto Avila, CAMS, Director, COMLAFT John J. Byrne, CAMS, Executive Vice President, ACAMS John Kancans, Global AML Leader, GE Capital
WORKSHOPS
- WORKSHOP A – Adopting the Latest Best Practices to Protect Your Organization from Fraud
Handout Speakers: Douglas A. Leff, Chief, Asset Forfeiture and Money Laundering Unit, FBI Headquarters Duncan Levin, Assistant United States Attorney, Asset Forfeiture Unit, Eastern District of New York Dennis Lormel, President, DML Associates, LLC - WORKSHOP B – Understanding Changes in the MSB Regulatory Landscape to Ensure Compliance
Handout Speakers: Edward Rodriguez, CAMS, CFS, EA, Manager, Forensic Accounting and Dispute, Support Group (FADS), Watkins Meegan LLC Carol R. Van Cleef, Partner, Patton Boggs - WORKSHOP C – What Your Institution Must Know About OFAC Sanctions Management
Handout Speaker: Elaine Banar, Vice President, Global Sanctions, American Express Steven Beattie, Principal, Ernst & Young LLP - WORKSHOP D – Mastering AML Audits to Meet the Needs of Your Institution and Satisfy Regulators
Handout Speakers: Alberto Avila, CAMS, Director, COMLAFT Lynne Federman, Director, Fedkor Inc. Kimberly G. Hebb, NBE, CAMS, BSA/Compliance Specialist, Compliance Policy , Office of the Comptroller of the Currency Jeffrey Sklar, Managing Director, SHC Consulting Group, LLC
REFERENCE MATERIALS
- INCORPORATION TRANSPARENCY AND LAW ENFORCEMENT ASSISTANCE ACT (S. 569)