|
| 1:00 PM – 5:00 PM |
Registration Desk Open |
| 1:00 PM – 2:00 PM |
Pre-Conference Workshop Check-in (Separate registration is required. Workshop registration includes materials and refreshments.) |
| 2:00 PM – 5:00 PM |
WORKSHOP A: AML Examinations of Insurance Companies |
| 2:00 PM – 5:00 PM |
WORKSHOP B: Effectively Leading an AML Project Management Team |
| 2:00 PM – 5:00 PM |
WORKSHOP C: Managing Enhanced Due Diligence in Emerging Markets |
| 2:00 PM – 5:00 PM |
Main Conference Pre-Registration Open |
|
| 7:30 AM – 6:30 PM |
Registration Desk Open
Name Badge courtesy of World-Check
Pocket Guide courtesy of Datanomic Ltd.
Registration courtesy of Safe Banking Systems |
| 7:30 AM – 7:00 PM |
Exhibit Hall Open |
| 7:30 AM – 8:30 AM |
Networking Breakfast in Exhibit Hall
Courtesy of Regulatory DataCorp Inc. |
G E N E R A L S E S S I O N S |
| 8:30 AM – 8:45 AM |
Welcome Remarks |
| 8:45 AM – 9:15 AM |
KEYNOTE ADDRESS: Cyrus R. Vance, Jr., Manhattan District Attorney, New York County District Attorney’s Office |
| 9:15 AM – 10:30 AM |
PANEL DISCUSSION: The Criminalization of Compliance Failure: Examining the Impact of the Movement toward Prosecuting Financial Institution Executives |
| 10:30 AM – 11:00 AM |
Networking and Refreshment Break in Exhibit Hall |
| 11:00 AM – 12:15 PM |
PANEL DISCUSSION: Putting Regulations in Perspective: US Regulators Share What Financial Institutions Need to Know in 2011 and Beyond |
| 12:15 PM – 1:30 PM |
Networking Luncheon |
C O N C U R R E N T S E S S I O N S |
1:30 PM – 2:45 PM
| Global AML Compliance |
Financial Crime |
Non-Depository Institutions |
AML Management and Training |
Latin America and the Caribbean |
AML Education Session |
Small Institutions Working Group |
| Aligning Your AML Operation with a Financial Intelligence Unit: Creating Enterprise-Wide Value |
SAR Analysis: How Law Enforcement Utilizes the Crucial Information You Report |
MSB Regulatory Update: Impact of the Federal Financial Reform Bill |
Effectively Leading an AML Project Management Team |
Reenergizing AML/ CTF Programs in the Caribbean |
Courtesy of Actimize |
Partnering with Large Institutions to Tackle AML Challenges |
|
|
| 2:45 PM – 2:55 PM |
Time to move to next session |
2:55 PM – 4:10 PM
| Global AML Compliance |
Financial Crime |
Non-Depository Institutions |
AML Management and Training |
AML Education Session |
Insurance Working Group |
| The US Kleptocracy Asset Recovery Initiative: Combating Large-Scale Foreign Corruption through a New Standard of Transparency |
Examining the Impact of New Prepaid Access Legislation on the Global Marketplace |
Overcoming AML Regulatory Challenges in Securities Firms |
Leveraging Social Media to Deliver AML Compliance Training |
The Changing Face of Compliance in 2011
Courtesy of Norkom |
AML Benchmarking in Insurance Companies |
|
|
| 4:10 PM – 4:40 PM |
Networking and Refreshment Break in Exhibit Hall |
4:40 PM – 5:55 PM
| Global AML Compliance |
Financial Crime |
Non-Depository Institutions |
Small Institutions |
Latin America and the Caribbean |
Securities Working Group |
| Fine-Tuning AML Transaction Monitoring: Alternative Monitoring Strategies |
Analyzing Real-Life Case Studies: Would You Bank This Individual or Company? |
Life Insurance Intensive: Best Practices for AML Organizational Management |
Managing a Sanctions Program in a Small Institution |
AML Investigations in Latin America: Utilizing the Internet |
Fraud Threats and Broker-Dealers |
|
|
| 6:00 PM – 7:00 PM |
Networking Reception in Exhibit Hall |
|
| 7:30 AM – 6:00 PM |
Registration Desk Open
Registration courtesy of Safe Banking Systems |
| 7:30 AM – 5:45 PM |
Exhibit Hall Open |
| 7:30 AM – 8:30 AM |
AML Knowledge Breakfast courtesy of Safe Banking Systems.
Please contact Carol Stabile at carol.stabile@safe-banking.com for RSVP information |
| 7:30 AM – 8:30 AM |
Networking Breakfast in Exhibit Hall |
G E N E R A L S E S S I O N S |
| 8:30 AM – 9:15 AM |
KEYNOTE ADDRESS: Jennifer Shasky Calvery, Chief, Asset Forfeiture and Money Laundering Section, US Department of Justice |
| 9:15 AM – 10:30 AM |
KEYNOTE PANEL: Compliance Goes Global: How International Best Practices Are Setting the Standard for Your Institution |
| 10:30 AM – 11:00 AM |
Networking and Refreshment Break in Exhibit Hall |
| 11:00 AM – 12:15 PM |
PANEL DISCUSSION: Engineering an AML Strategy to Address the US/Mexico Overhaul of Money Laundering Regulations |
| 12:15 PM – 1:30 PM |
Networking Luncheon |
|
AML Knowledge Lunch courtesy of Fiserv. Limited seating available. Please contact Melanie Cousins at Melanie.Cousins@fiserv.com for RSVP information |
C O N C U R R E N T S E S S I O N S |
1:30 PM – 2:45 PM
| Global AML Compliance |
Global AML Compliance |
Non-Depository Institutions |
Latin America and the Caribbean |
Small Institutions |
Insurance Working Group |
| Perennial Issues: The Impact of Risk Rating on Your Compliance Program |
Leveraging Technology to Synergize Fraud and AML Departments |
Securities Focus: Creating an Enterprise- Wide Program to Integrate Fraud, AML and Tax Compliance |
Preventing the Abuse of Non-Profit Organizations and Charities for Money Laundering and Tax Evasion in South America and the Caribbean |
Best Practices for Building a Cross- Functional AML Program in a Small Institution |
Fraud and Insurance Products: Applying FinCEN Guidance |
|
|
| 2:45 PM – 2:55 PM |
Time to move to next session |
2:55 PM – 4:10 PM
| Global AML Compliance |
Global AML Compliance |
Non-Depository Institutions |
Financial Crime |
Small Institutions |
Securities Working Group |
| Designing a Comprehensive Compliance Program to Oversee FCPA, AML/CTF and Sanctions |
Money Laundering in Mexico: Implications for US Banks |
The MSB Examination Manual: Understanding the Impact of Multi- State Compliance Initiatives on Your Organization |
Mitigating the Money Laundering Threat from Organized Crime |
Overcoming IT Challenges: Adopting Automated Systems to Manage Reporting, Audits and Exam Results |
AML Challenges in the Securities Industry |
|
|
| 4:10 PM – 4:40 PM |
Networking and Refreshment Break in Exhibit Hall |
4:40 PM – 5:55 PM
| Global AML Compliance |
Financial Crime |
Non-Depository Institutions |
Latin America and the Caribbean |
AML Management and Training |
MSB Working Group |
| Perennial Issues: Leveraging Best Practices in CDD and EDD to Accurately Identify Beneficial Ownership |
Cyber Security and the AML Professional: Understanding Real Threats to Your Institution |
Developing Effective SARs for Insurance |
Trust and Corporate Service Providers: Helping to Combat Money Laundering and Attract New Business |
Focus on BSA/AML Training for Small Institutions |
Evaluating Processes and Best Practices for Examinations |
|
|
| 6:00 PM – 7:00 PM |
Networking Reception courtesy of Booz Allen Hamilton |
| 7:00 PM – 8:00 PM |
ACAMS Member Reception |
|
| 7:30 AM – 12:15 PM |
Registration Desk Open
Registration courtesy of Safe Banking Systems |
| 7:30 AM – 10:45 AM |
Exhibit Hall Open |
| 7:30 AM – 8:30 AM |
Networking Breakfast in Exhibit Hall |
G E N E R A L S E S S I O N S |
| 9:00 AM – 10:15 AM |
PANEL DISCUSSION: Understanding International Tax Evasion and How to Detect It Across Jurisdictions |
| 10:15 AM – 10:45 AM |
Networking and Refreshment Break in Exhibit Hall |
| 10:45 AM – 12:00 PM |
PANEL DISCUSSION: Human Trafficking and Smuggling: Its Impact on Financial Institutions and Law Enforcement |
| 12:00 PM – 12:15 PM |
Closing Remarks |
|
| 1:00 PM – 2:00 PM |
Post-Conference Workshop Check-in (Separate registration is required. Workshop registration includes materials and refreshments.) |
| 2:00 PM – 5:00 PM |
WORKSHOP D: Focus on Securities: Best Practices for Optimizing Surveillance |
| 2:00 PM – 5:00 PM |
WORKSHOP E: Proven Techniques to Fortify Your Internal Investigations |
